Investor Presentaiton

SIMPLIFIED CHART OF THE MUTUAL FUND INDUSTRY'S LEGAL FRAMEWORK AUTORITÉ DES MARCHÉS FINANCIERS Act respecting the Autorité des marchés financiers Québec Securities Act Mutual fund supervision, notably concerning reporting and securities dealers Act respecting the distribution of financial products and services Supervision of the work of sales reps involved with financial products distribution, particularly mutual funds Regulations and other enactments Securities regulations + Various regulations, instructions, and notices concerning mutual fund companies Regulations and other enactments Various regulations and enactments covering sales rep certification, consumer information, the compensation fund, registration of sales reps and firms, and Chambre de la sécurité financière Self-regulating body Investment Dealers Association of Canada (IDA) Consultation paper Self-regulating body Chambre de la sécurité financière (CSF) Sales representatives Mutual funds Investors Page 8

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