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Investor Presentaiton

Sale of shareholdings and winding up of legacy transactions NOMURA Sale of share holdings: Y523bn Feb-Mar 2016 Sale of Chi-X Canada, Chi-X Australia, Chi-X Japan, Chi-X Global Technology (HK) Apr 2017 Sale of Takagi Securities shares Jul 2017 Jul 2019 Partial sale of Nomura Research Institute shares (Y160bn) Feb 2014 Sale of entire JAFCO stake (Y38.7bn) Mar 2018 Sale of stake in Fortress ($363.4mn) Nov 2015 Sale of Mitsui Life Sale of stake in Asahi Fire and Marine Insurance shares Mar 2014 Partial sale of JAFCO Dec 2012 Sale of stake in UK Annington Mar 2013 Partial offering of Nomura Real Estate Holdings shares stake (Y10.8bn) Mar 2014 Partial sale of stake in Daiko Securities (Y1.9bn) 2014 2013 2012 2018 2019 2016 2015 Sep 2015 2017 Settlement with Banca Monte dei Paschi di Siena SpA (approx. Y34bn) Jun 2018 Judgement issued in FHFA litigation case against US subsidiaries (Payment of $806mn) Oct 2018 Settlement with U.S. DoJ over legacy transactions (Penalty of $480mn) Winding up legacy transactions: Y176bn 4
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