Statement of Financial Condition

UBS Securities LLC Notes to the Statement of Financial Condition (continued) (In Thousands) 13. Related Party Transactions The balances set forth in the tables below resulted from transactions between the Company and affiliates in the normal course of the business as part of its trading, clearing, financing and general operations. Allocations between the Company, Parent and affiliates are subject to Service Level Agreements. As of December 31, 2021, amounts due from and to Parent and affiliates are set forth below: Assets: Cash and cash equivalents Collateralized agreements: Securities borrowed Securities purchased under agreements to resell (Includes $0 at fair value) Securities received as collateral, at fair value Receivables from brokers, dealers and clearing organizations Receivables from customers Financial assets designated at fair value Dividends and interest receivable Other assets Liabilities: Short-term borrowings Collateralized agreements: Securities loaned Securities sold under agreements to repurchase (Includes $0 at fair value) Obligation to return securities received as collateral, at fair value Payables to brokers, dealers and clearing organizations Payables to customers Financial liabilities designated at fair value Dividends and interest payable Other liabilities and accrued expenses $ 44,616 4,412,489 4,298,781 707,432 870,233 48,890 6,294 7,350 133,161 $ 10,804,699 5,071,435 5,935,598 707,432 2,198,447 1,912,591 540,640 35,653 185,528 33

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