Investor Presentaiton
48
CONFIDENTIAL
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Investment Advisor Bios
Stacey Gillespie
Chief Compliance Officer
Stacey Gillespie provides chief compliance services to FlowStone Partners, LLC via ACA Group. Stacey's
compliance career spans more than 23 years in the financial services industry. She began her career in 2001 as a
compliance officer at JP Morgan Fleming Asset Management and held a number of compliance roles with
increasing responsibility throughout her career. From 2007 through 2015, she served as the Chief Compliance
Officer of Boenning & Scattergood, Inc. a Mid-Atlantic 3-billion-dollar dual registrant where she led the compliance
program, managed compliance staff and oversaw all compliance initiatives. She joined Cipperman Compliance
Services, LLC in 2015 as a Director and outsourced chief compliance officer and served as a senior member of the
firm's Compliance Committee. She has been the main liaison for numerous regulatory exams, has spoken on
compliance panels and authored white papers on important regulatory issues.
Stacey holds a Bachelor of Science from Adelphi University and her and his M.B.A. from The Pennsylvania State
University. She holds the FINRA Series 7, 63, 65, 24, 79 and 53 licenses.View entire presentation