Investor Presentaiton
126
INVESTOR-STATE DISPUTE SETTLEMENT: A SEQUEL
(d) there is a public interest in the subject-matter of the
arbitration."139
The Canadian and United States Model BITs include provisions
allowing parties that are not involved in the dispute to submit
memorials, and authorizing arbitral tribunals to consider such
submissions. These agreements stipulate in detail the procedures by
which such amicus curiae briefs are to be submitted and
administered in order to prevent them from negatively affecting the
normal conduct of the arbitration. This explains, for instance, the
screening mechanism included in Article 39 of the 2004 Canadian
Model BIT, which provides certain criteria which the arbitral
tribunal should use to decide whether a non-disputing party may file
a submission, and, if the authorization is granted, provides guidance
as to the weight that such submission should have in the
proceedings. ICSID, too, amended its rules in 2006 to make explicit
a tribunals' authority to permit amicus participation in ICSID
Convention and ICSID Additional Facility cases.
140
The ability of amici to participate in the arbitration is not
inevitably linked to the availability of information. In a case brought
under the ICSID Convention, for example, an amicus curiae that is
granted the ability to participate in a case will not have any right to
receive the submissions of the disputing parties, though they may
receive such documentation after redaction of any confidential
information if the parties agree. There is increasing pressure from
civil society to make the documents available even in the absence of
the agreement of the disputing parties, at least to those third parties
who have been granted amicus curiae status, so that they might
better tailor their submissions in light of the parties' arguments.
139 Statement of the NAFTA Free Trade Commission on non-disputing
party participation, 7 October 2004, para. 6.
140 ICSID Convention Arbitration Rule 37(2); ICSID Additional Facility
Arbitration Rules Article 41(3).
UNCTAD Series on International Investment Agreements IIView entire presentation