Goldman Sachs Investment Banking Pitch Book
Goldman
Sachs
Ferdinand Equity Capitalization
(in millions, except per share data)
Basic Shares Outstanding
Common Shares Outstanding - Class A
Common Shares Outstanding - Class B
Total Basic Shares Outstanding
Potentially Dilutive Securities
Incentive Units
Stock Options²
Restricted Common Units
Restricted Stock Units
Total
Fully Diluted Equity Value
Type of Unit
Class A
Class B
Incentive
NQSO
NCO
RCU
RSU
Holders of Unit
Public Shareholders, Stone Point
LLC Owners (Advisors, Management/
Employees, Stone Point)
Advisors, Management, Other Hold Co.
Employees
Advisors, Other Hold Co. Employees
Advisors, Other Hold Co. Employees
Management, Other Hold Co. Employees
Other Hold Co. Employees
LLC or Corp.
Corp.
Corp.
LLC
Corp.
Corp.
LLC
Corp.
Total Equity Linked
Instruments Reported
in Latest Applicable
SEC Filing 30-Sep-2022
Voting
Yes
Yes
No
No
2 22
65.9
11.7
77.5
16.2
2.2
0.2
0.2
96.2
Provided by Client
as of 18-Oct-2022¹
Performance Vest?
No
No
Some units subject to
performance vest
Some units subject to
performance vest
No
No
INVESTMENT BANKING
DIVISION
No
65.9
11.7
77.6
13.4
2.0
0.1
0.1
93.2
CONFIDENTIAL
Fully Diluted Shares
at Transaction Price
(Treasury Method)
65.9
11.7
77.6
6.8
0.5
0.1
0.1
85.1
$ 50.00
$4,254
Source: Management, Company filings, Cap/Q. ¹ Assumes normal Dec-2022 time-based vesting. 2 Includes Non-Compensatory Options (NCOS) and Non-Qualified Stock Options
(NQSOS).
50View entire presentation