Advent Capital Balanced Strategy Update slide image

Advent Capital Balanced Strategy Update

BALANCED STRATEGY CHARACTERISTICS Portfolio Characteristics As of July 31, 2020 Balanced Representative Portfolio ICE BofA All U.S. Convertibles Index (VXAO) Credit Quality BB BB Current Yield 2.2% 2.2% Delta 61.7% 62.9% ADVENT CAPITAL MANAGEMENT, LLC Conversion Premium 27.4% 32.4% Source: ICE Data Services. Characteristics for indexes are calculated by Advent using the holdings and weightings reported by the index provider as of the referenced date. Advent corrects erroneous Delta values reported by the index provider (e.g., a Delta reported as less than zero is set at zero, and a Delta reported as greater than 100 is set at 100). Advent's calculation of Conversion Premium excludes index holdings that have a conversion premium greater than 500, and re-weights the remaining holdings proportionately. Credit quality is a simple average based on S&P, Moody's, and Fitch ratings. Each security's available agency ratings are assigned a numerical value from 1 (AAA/Aaa) to 22 (D). The numerical values are averaged and rounded to the nearest whole integer before being converted into S&P rating nomenclature. 18
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